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Winter, 2004
Privacy Legislation
At the beginning of January the requirement for
compliance with the Federal Personal Information
Protection and Electronic Documents Act (PIPEDA)
took effect. Where the provinces have also
passed legislation, compliance with the
corresponding Provincial Private Act. (In
Alberta the Personal Information Protection Act
(PIPA) also became law.
Compliance with the new law requires an
understanding of the Act and undertaking a
privacy compliance regime. (For a quick overview
skip down to page 3)
Implementing and adjusting to new legislation
usually involves changing the way things have
been done. There are numerous sources of
information and tools to help organizations
become compliant. The following are some
especially useful sources.
National
Personal Information Protection and Electronic Documents Act (PIPEDA)
The Canadian Standards Association (CSA) Model Code for the Protection of Personal Information contains core privacy principles that apply equally to paper-based and electronic commerce.
(www.csa.ca)
The Government of Canada:
www.cio-dpi.gc.ca
Privacy Commissioner for Canada:
www.privcom.gc.ca/information/links-liens_e.asp
In Alberta
You can access Personal Information
Protection Act information (PIPA) by going to
www.gov.ab.ca
and clicking on the Privacy Act information
headline, or directly by using
www.psp.gov.ab.ca, then clicking on
Presentations and Publications. Within that
heading you will locate "A Summary For
Organizations" which is a four
page briefing on requirements.
There is also “A Guide for Organizations and
Businesses” which is a detailed 42 page guide
outlining responsibilities and obligations.
Assessing your Current Situation
Information & Privacy Commissioner of
Ontario – Free diagnostic tool
"The Privacy Diagnostic Tool (PDT) is a
self-assessment program used to help
businesses gauge their privacy readiness by
comparing their information processes with
international privacy principles. Developed by
the IPC with the assistance of Guardent and
PricewaterhouseCoopers.
To check out the free tool,
click here.
Does using the PDT make a business compliant
with the privacy legislation in its
jurisdiction?
No, because the PDT is
not intended to meet the requirements of a
given privacy statute. The PDT is not designed
to provide a detailed privacy audit or an
in-depth privacy impact analysis. It is not
designed to provide assurances of compliance
with any particular legislation. Use of the
PDT should be viewed as an initial gauge of
privacy readiness - it is intended to
complement other measures that may be required
to ensure compliance with relevant privacy
legislation or industry privacy codes as they
apply to an individual organization. For many
organizations, it could be a first step to the
more rigorous work needed to effectively
manage personal information in a privacy
protective manner. Completing the PDT will set
organizations in the right direction for
compliance with most privacy statutes as it is
based on an internationally recognized privacy
principle called Fair Information Practices.
(from the IPC Web page)
Links to international Privacy Legislation
Information
What is it All About?
Privacy Acts set out the ground rules for the
management of personal information in the public
and private sector (including for profit and
not-for-profit) in Canada.
It balances an individual’s right to privacy of
personal information with the need for
organizations to collect, use or disclose
personal information for legitimate business
reasons.
At Which Level of Government Does this Lie?
Federal Legislation (PIPEDA) applies where there
is no provincial legislation. Provincial
legislation (PIPA) applies where it exists.
What is Considered Personal Information?
Personal information includes any factual or
subjective information, recorded or not, about
an identifiable individual. This includes
information in any form, such as:
- Age, name, ID numbers, income, ethnic
origin, or blood type
- Opinions, evaluations, comments, social
status, or disciplinary actions
- Employee files, credit records, loan
records, medical records, existence of a
dispute between a consumer and a merchant,
intentions (for example to change jobs or
acquire goods or services)
Personal information does not include:
name, title, business address or telephone
number of the employee of an organization.
What is Required?
- An Individual’s consent must be obtained
when an organization collects, uses or
discloses the individual’s personal
information.
- The individual has the right to access
personal information held by an organization.
- The individual has the right to challenge
the accuracy of the information held if need
be.
- Personal information can ONLY be used for
the purposes for which it was collected. (If
an organization is going to use it for another
purpose, consent must be obtained again.)
- Information must be held confidentially
and protected by specific safeguards (locked
cabinets, computer passwords, encryption).
- Access to any personal information is on a
“must know” basis only.
What are the Underlying Principles for
Impelemenation?
1. Accountability:
- Develop and implement personal information
policies and practices
- Appoint an individual to be responsible
for compliance
- Protect all personal information held by
your company or that has been transferred to
outside third parties for processing
The key here is knowing what personal
information you have and collect.
2. Identify the Purpose/Reasons for
Collecting personal information:
- Before or when information is collected,
identify why it is needed and how it will be
used.
- Document why the information is collected
- Inform the individual from whom the
information is collected why it is needed.
- Identify any new purpose for the
information and obtain the individual’s
consent before using it.
3. Obtain Consent
- Inform the individual in a meaningful way
of the purposes of the collection, use or
disclosure of personal information
- Obtain the individual’s consent before or
at the time of collection, as well as when a
new use is identified.
4. Limit Collection
- Do not collect personal information
indiscriminately.
- Do not deceive or mislead individuals
about the reasons for collecting personal
information
5. Limit Use, Disclosure and Retention
- Use or disclose information only for the
purpose for which it was collected, unless the
individual consents or the use or disclosure
is authorized by the Act.
- Keep personal information only for as long
as necessary to satisfy purposes.
- Put guidelines and procedures in place for
retaining and destroying personal information.
- Keep personal information used to make a
decision about a person for a reasonable
period. This should allow the person to obtain
the information after the decision and pursue
redress.
- Destroy, erase or render anonymous
information that is no longer required for an
identified purpose or legal requirement.
6. Be Accurate
- Keep personal information as accurate,
complete and up to date as necessary, taking
into account its use and the interests of the
individual.
- Update personal information only when
necessary to fulfil the specified purposes.
- Keep frequently used information accurate
and up to date unless there are clearly set
out limits to this requirement.
7. Use Appropriate Safeguards
- Protect personal information against loss
or theft.
- Safeguard information from unauthorized
access, disclosure, copying, use or
modification.
- Protect personal information regardless of
the format in which it is held.
8. Be Open
- Ensure front-line staff is familiar with
the procedures for responding to individual
inquiries.
- Make known:
- The name and contact address of the
person responsible for your Privacy policies
and procedures.
- How an employee can gain access to their
information
- How an individual can complain to your
company
- A description of what personal
information is made available to other
organizations (including subsidiaries and
parents) and why it is disclosed.
9. Give Individuals Access
- Provide any help needed for an individual
to prepare a request for access to personal
information.
- Respond to requests as quickly as
possible.
- Give access at minimal or no cost to the
individual
- Make sure the requested information is
understandable
- Inform – in writing - any individual
refused access of the reasons and any recourse
available.
10. Challenging Compliance
- Develop simple and easily accessible
complaint procedures.
- Inform complainants of avenues of
recourse.
- Investigate all complaints received.
- Take appropriate measures to correct
information handling practices and policies.
Job Market News
- Are you having trouble finding the perfect
person for the job?
- Are you using traditional methods for attracting
,selecting and retaining people?
Concerns for labour shortages in the oil patch
in Alberta are making headlines and are
addressed in detail in the Petroleum Human
Resources Council of Canada report “The Decade
Ahead”. The report is on their website,
www.petrohrsc.ca. There are implications for
every other industry as people are recruited
away from other organizations to fill those
gaps. When shortages of the magnitude being
discussed by the oil patch are coupled with
existing shortages in many industries including,
but not limited to trades contractors,
mechanics, education and health care, there will
be challenges in finding and keeping people for
everyone.
A recent study conducted by the World
Economic Forum in partnership with Watson Wyatt
Worldwide indicates some significant economic
consequences of global demographic trends. One
of those is the shift in proportions of employed
to retired workers in the first world countries.
For example: By 2030, retirees in Italy will
outnumber active workers. The entire EU will
experience a significant decline in its working
age population. Those concerns are not limited
to the EU. One of the many issues related to
these aging populations was highlighted on NBC’s
The West Wing recently as they struggled to find
a solution to the under-funded retirement
portion of the Social Security Program.
Benefits & Legislation Changes
Canada is the first country in the world to
provide an employment insurance benefit for
Compassionate Care. Employment Insurance (6
weeks) is now available for Canadian workers who
need leaves of absence for “compassionate care
or support of a family member who has a
significant risk of death”.
Ontario has increased is general minimum wage
from $6.85 per hour to $7.15 per hour effective
February 1, 2004.
Looking for more information or need some help
with these or other HR issues? Please
get in touch.
What is Anne doing now?
Ongoing work in developing a fully
integrated human resource development process in
a knowledge organization where the belief that
future success is dependent on creating a
learning environment. The first stage of the
design and implementation of a professional
growth and development program was defining
individual performance needed to create
organizational success. The second stage is to
create the environment in which the potential
for individual success is multiplied. That
includes skill building for those providing
feedback and developing and implementing an
effective process to ensure the feedback and
coaching of staff occurs.
Short Term Projects underway include:
updating of the policies & procedures and
development of a new approach more consistent
with today’s organizational culture for their
communication. Facilitation of the strategic
planning process for a technology manufacturing
company, and design of a competency based
performance evaluation tool for an Executive
Director in a Not-For-Profit organization.
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